Indoctrination, Nationalism and War
So far in this chapter we
have discussed evolved predispositions which may create maladaptive tendencies
in the modern world and ultimately compromise the physical and mental health of
individual humans. Unfortunately, our evolutionary legacy has shaped other
predispositions that put not only individual lives at risk but also the lives
of millions of individuals and possibly our entire species. The lives of
countless non-human organisms are also in jeopardy. We live in a world
bristling with weapons of mass destruction. An enormous amount of time, energy,
and intelligence has gone into the construction of these weapons, which in
objective analysis appears to be completely irrational. Given the state of
things as they are, it could be argued that non-participation in the arms race
opens the door to conquest or annihilation. This is true when the situation is
viewed from the limited perspective taken by most world leaders. It would
require an inordinate degree of dedication, discipline and sacrifice to
extricate ourselves from the current mess. However, when viewed from a
perspective that transcends the current generation and encompasses all the
generations of humanity, such tremendous investment into the art of destruction
appears very foolish. Why would so much intelligence be devoted to such a
stupid undertaking? What is the origin of the human capacity to wage war?
One of the first gender
differences that emerges in humans as well as non-human primates, is the
tendency for young males to engage in bouts of rough and tumble play much more
so that females (Maccoby, 1999). Rough and tumble play quickly develops into
play fighting which appears to be an important socialization tool for males.
Experimental studies of non-human primates in which subjects are either allowed
to play fight or denied the opportunity indicate that play fighting is a
critical developmental experience necessary for the development of the social
intelligence and skills required for existing in a hierarchical group. Play
fighting allows young males to learn the give and take of dominance
relationships, the proper communication signals involved in those
relationships, and when to fight and with whom to fight. Not only does it allow
them to learn to control of their aggressive tendencies but it is critical to
their ability to learn cooperation and collaboration.
On January 7th, 1994, in Gombe National Park, Tanzania, one of Jane Goodall’s field assistants observed a group of eight chimpanzees consisting of seven males and one adult female walking towards the border of their territory (Goodall, 1986). When the group reached the boundary of their normal range, they did not stop but stealthily crossed over to the territory of a neighboring chimpanzee group. Just inside the neighboring territory a young male chimpanzee from the neighboring group was encountered. By the time this young male detected the presence of the ape interlopers, it was too late. Although he fled, his pursuers chased after him, grabbed him and held him captive. While one male held him face down on the ground the others rushed in pummeling his body and biting and tearing bits of flesh from him. Of the ape intruders, the only two who did not participate in the attack were the female and an adolescent male. After a few minutes of this vicious assault, the attack ended and the intruders left their victim to die. This is undoubtedly what happened since the animal was never seen again following this encounter.
This observation was the
first of many that would completely turn around the prevailing view of great
apes as passive, peace-loving creatures consistent with Jean Jacques Rousseau's ideal of the novel savage. Subsequently,
numerous field observations have shown that chimpanzees actively defend their
territories, often going in gangs of six to ten individuals into neighboring
territories and ambushing lone animals from neighboring groups. When such
"raiding parties" encounter larger odds, usually more than one
animal, they generally retreat immediately.
The basic chimpanzee pattern
of territorial defense, gang raids and ambush, bear striking resemblance to
some of the core warfare tactics employed by the Yonomamo people of the
Venezuelan Amazon basin. Studies of the Yonomamo are of particular interest
because unlike the majority of the hunter-gatherer people still in existence in
today's world, the Yonomomo are culturally autonomous. In other words, they do
not fall directly under the political sway or influence of outside cultures,
particularly modern western industrial cultures.
The Yonomamo war technique
that most closely resembles the chimpanzee pattern is called Wayu Huu or raid (Chagnon, 1988, 1992).
A Yonomamo raid begins after a party of 10 to 20 men agrees to kill selected
enemies. After going through ceremonial rituals to prepare them for the raid,
they set out for the enemy village, which is often a distance of four or five
days on foot. Upon reaching the outskirts of the enemy village the raiding
party scouts out the situation waiting quietly in ambush for a lone victim. If
the raiders cannot find an isolated individual, they simply fire a volley of
arrows into the village and run away. However, should an unfortunate individual
cross their path, they immediately shoot him with lethal curare tipped arrows
and then immediately flee back to their own village.
The second Yonomamo war
technique is even more appalling by Western ethical standards than the Wayu Huu. It is called Nomohori, the dastardly trick (Chagnon,
1988, 1992). In this scenario, the men pretend that the enemy villagers are
actually their allies and invite them to a feast, once their supposed guests
have completely relaxed their guard and are lying in repose, the hosts turn and
slaughter them, cleaving their skulls with axes, beating them with clubs, and
shooting them with arrows. All the males are killed outright and the females
are taken captive. This tactic strongly resembles a similar deceptive strategy
employed by some Scottish Highlanders over the centuries and examples of
dastardly tricks in a general sense can be found in the histories of virtually
all existing cultures.
Women are also taken captive
when they are encountered during Wayu Huu
raids. Anthropologist, Napoleon Chagnon (1988, 1992), who studied the Yonomamo
extensively through the 60's and 70's, has argued that the conflict exhibited
by the Yonomomo relates to reproductive fitness. Chagnon discovered in his data
analysis that Yonomamo males, who had been honored for killing enemy tribesman,
had more than two and a half time the average number of wives as other men, and
more than three times the average number of children. Thus successful raiding
which is generally related to superior fighting skills and aggressive
tendencies enhances reproductive fitness
If human tendencies toward
violent behavior were limited to individual actions or even the actions of
small groups (gangs) we would still have needless tragedies on a daily basis
but there would be no such thing as war. The chimpanzee raids described above
are sometimes referred to as “wars” but in reality they are really acts of gang
violence. The ape raiding-behavior, does however, give us an important insight
into the origin of the human capacity to wage war (Wrangham & Peterson,
1996). The chimp raiding-behavior is predicated on male coalition building and
aggressive defense of group territories against outside groups of conspecifics.
In humans these patterns of coalition building and in-group versus out-group
territorial defense have been tremendously augmented by language and its
corollary, enhanced cultural transmission. Consequently, the history of
civilized man is a record of wars, both great and small. Of the modern
hunter-gatherer societies studied, only ten percent have been found that do not
participate in war on a regular basis. Because we share a common ancestry with
chimpanzees dating back five to seven million years ago, it is likely that
bellicose, territorial male coalitions also existed in the ancestral species.
If this is true, it means that inter-group conflict has been an ongoing
selective force in our evolution for over five million years. Inter-group
conflict has been proposed as one explanation for the rapid encephalization
seen in human evolution (see chapter 3).
This raises the question as
to why the human lineage would experience a trebling of brain size, whereas
relatively little encephalization has occurred in the chimp lineage since the
two lines diverged. Inter-group conflict at the level that it occurs in forest
dwelling apes is not a particularly strong selective force, at least on time
scales measured in millions of years. In the lineage leading to humans, rapid
encephalization did not start until millions of years of savannah existence as
a biped with a chimp-sized brain had already passed. Evidently, a certain
critical level of population density and raiding effectiveness must be reached
before inter-group conflict becomes a strong selective force. Once that
critical threshold was reached an arms race ensued (figuratively at first and
later literally). Brain based skills such as ballistic throwing, language,
creativity and planning would have been traits critical to surviving such
inter-group encounters. The exponential increase in brain size that has
occurred in our lineage over the past 2.5 million years must be due, at least
in part, to inter-group conflict and competition (see chapter 3 for other
factors). Unfortunately, this thesis suggests that some of the complex
cognitive attributes that were selected for may predispose our species to some
potentially highly maladaptive behaviors (e.g., world wars, genocide, nuclear
arms races).
One such cognitive attribute
is our species-specific capacity for indoctrination. The human ethologist,
Irenaus Eibl-Eibesfeldt has defined indoctrinability as a “special learning
disposition allowing acceptance and identification with group characteristics
which thus serves bonding and we-group demarcation “(Eibl-Eibesfeldt, 1998, p.
51). He argues that this facility for tribal bonding was evolutionarily derived
from the primal capacity for forming mother-child dyads. The generally high
level of resistance to abandoning cultural beliefs and loyalties inculcated at
an early age makes human indoctrination very similar to the phenomenon of avian
filial imprinting. In imprinting, avian species such as graylag geese learn to
follow the first large moving object they perceive during the first 36 hours
after they hatch. Whatever object the gosling imprints on during this critical
period, whether it is an adult goose, a human researcher, or a windup toy, is
likely to remain permanently etched into the animal’s memory, powerfully
influencing its behavior. Similarly, humans form group allegiances during
sensitive periods in childhood and are very resistant to forming alternative
allegiances in later life.
Frank Salter (1998), also a
human ethologist agrees that indoctrination is dependent upon fixed
species-typical principles. However, he defines indoctrination as the purposive
inculcation of an identity or doctrine requiring repetition, deception and
often coercion. This means that it is not like imprinting, which requires only
minimal exposure to a releasing stimulus during the sensitive period. Salter
argues that kin affiliation forms in an imprinting-like manner but larger
non-kin group allegiances require a special concerted effort at indoctrination.
In studying the
indoctrination techniques of the !Kung San of Botswana and the Enga of New
Guinea, Polly Wiessner (1998) came to a similar conclusion. She believes that
indoctrination is a very effort intensive, formal process aimed at
counteracting in-group tendencies by opening boundaries to the formation of
broad social networks outside the small kinship groups. In traditional
societies much of this indoctrination process is often focused into what is
generally referred to as a rite of passage or puberty rite. It is during the
rite of passage that individuals in traditional societies pass from childhood
status to adult status.
Such rites of passage
typically involve prolonged isolation, sleep deprivation, physical
debilitation, physical coercion, threat, verbal inculcation of doctrine and a
show of compassion at the point of collapse (Salter, 1998). These same
characteristics are common to full brainwashing techniques although
brainwashing is generally much harsher, implementing a great deal of
degradation and punishment. Both brainwashing and traditional initiation are
highly effective in creating affiliative bonds. Salter gives the following
summary:
The most successful approaches to indoctrination challenge self-identity and induce a common set of psychological states that sway individuals toward identifying with a leader, group, or doctrine. The process induces intense emotions of fear, depression, guilt and loneliness combined with a state of dependency on the instructor. These combine to drive the subject into an affiliative bond with one or more representatives of the indoctrinating group. It is this bond, combined with the instructor’s authority and the subject’s altered physiological and psychological state that increases the likelihood of a new identity and set of loyalties being embraced. This pathway appears to be a common denominator of highly effective indoctrination. Furthermore, the behaviors, emotions and relationships that it evokes all belong to the species-typical repertoire, that is they are innate universals. The lack of variety of effective paths to indoctrination, especially at the functional level of cognition and emotion in the subject confirms the hypothesis that the means for indoctrinating humans, no matter how technically developed, are constrained by the necessity of keying into the human sensory and behavioral apparatus. This apparatus is a product of hominid and primate phylogeny stretching back over geological epochs. (p. 448)
These
techniques have proved equally effective in unifying the populations of tribal
groups, agrarian villages and City-States. Remarkably, these same propensities
for forming group alliances have created solidarity in nations comprised of
hundreds of millions of people. Consequently, we now see the phenomena of young
men going off to distant lands, to fight to the death against people they have
never seen, for leaders they have never encountered personally and for reasons
that are, at best, remote abstractions.